-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TVrw5ebVTLcmJMhc4U5V+8G3RCIbWDggtA1cLBWfPQTNHq/H0X755+3URWP7tZa1 djYO1kMHiInI5CXkJ1BGVA== 0001100656-00-000004.txt : 20000414 0001100656-00-000004.hdr.sgml : 20000414 ACCESSION NUMBER: 0001100656-00-000004 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000412 GROUP MEMBERS: OHNELL ERNST GROUP MEMBERS: PATRICIA R. OHNELL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KEWAUNEE SCIENTIFIC CORP /DE/ CENTRAL INDEX KEY: 0000055529 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 380715562 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-10878 FILM NUMBER: 599831 BUSINESS ADDRESS: STREET 1: 2700 W FRONT ST CITY: STATESVILLE STATE: NC ZIP: 28677 BUSINESS PHONE: 7048737202 MAIL ADDRESS: STREET 1: P O BOX 1842 STREET 2: P O BOX 1842 CITY: STATESVILLE STATE: NC ZIP: 28687-1842 FORMER COMPANY: FORMER CONFORMED NAME: KEWAUNEE SCIENTIFIC EQUIPMENT CORP /DE/ DATE OF NAME CHANGE: 19861216 FORMER COMPANY: FORMER CONFORMED NAME: KEWAUNEE MANUFACTURING CO DATE OF NAME CHANGE: 19680108 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OHNELL ERNST CENTRAL INDEX KEY: 0001100657 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 75 KHAKUM ROAD CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 2036612580 MAIL ADDRESS: STREET 1: 75 KHAKUM ROAD CITY: GREENWICH STATE: CT ZIP: 06831 SC 13D/A 1 AMENDMENT NO. 1 TO SCHEDULE 13D

SEC 1746 (2-98)

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UNITED STATES 
SECURITIES AND EXCHANGE COMMISSION 
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934 
(Amendment No. ___1____)*

KEWAUNEE SCIENTIFIC CORPORATION

(Name of Issuer)

Common Stock, $2.50 Par Value

(Title of Class of Securities)

492854104

(CUSIP Number)

C. Robton Perelli-Minetti, Esq., Albert, Ward & Johsnon, PC, 125 Mason
Street, Greenwich, CT 06830  (203) 661-8600

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications) 

February 29, 2000

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [   ]
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 492854104

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).

 

 

Ernst Ohnell

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

............................................................................. .............................................................

 

 

(b)X

............................................................................. .............................................................

 

3.

SEC Use Only ................................................................................ ...........................................

 

4.
Source of Funds (See Instructions) .Personal Funds.....................................................PF

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) .................

 

6.

Citizenship or Place of Organization United States of America ................................................................................ .........

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

 

 

7.

Sole Voting Power ...........127,700.............................................................. .................................

8.

Shared Voting Power ...... See Item 5 ................................................................................ ................

9.

Sole Dispositive Power...........127,700......................................................... ................................

10.

Shared Dispositive Power ....  See Item 5 ........................................................

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person ..127,700...........................................

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) .....X......

 

13.

Percent of Class Represented by Amount in Row (11) ........5.178%......................................................

 

14.

Type of Reporting Person (See Instructions) 

Ernst Ohnell ................................................................................ ...................... IN

............................................................................. ................................................................................ .. 

............................................................................. ................................................................................ .. 

............................................................................. ................................................................................ .. 

............................................................................. ................................................................................ .. 

Instructions for Cover Page

(1)

Names and I.R.S. Identification Numbers of Reporting Persons - Furnish the full legal name of each person for whom the report is filed - i.e., each person required to sign the schedule itself - including each member of a group. Do not include the name of a person required to be identified in the report but who is not a reporting person. Reporting persons that are entities are also requested to furnish their I.R.S. identification numbers, although disclosure of such numbers is voluntary, not mandatory (see "SPECIAL INSTRUCTIONS FOR COMPLYING WITH SCHEDULE 13D" below).

(2)

If any of the shares beneficially owned by a reporting person are held as a member of a group and the membership is expressly affirmed, please check row 2(a). If the reporting person disclaims membership in a group or describes a relationship with other persons but does not affirm the existence of a group, please check row 2(b) [unless it is a joint filing pursuant to Rule 13d-1(k)(1) in which case it may not be necessary to check row 2(b)].

(3)

The 3rd row is for SEC internal use; please leave blank.

CUSIP No. 492854104

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).

 

 

Patricia R Ohnell

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

............................................................................. .............................................................

 

 

(b)X

............................................................................. .............................................................

 

3.

SEC Use Only ................................................................................ ...........................................

 

4.
Source of Funds (See Instructions) .Personal Funds.....................................................PF

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) .................

 

6.

Citizenship or Place of Organization United States of America ................................................................................ .........

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

 

 

7.

Sole Voting Power ...........39,000............................................................... ................................

 

8.

Shared Voting Power ...... See Item 5 ................................................................................ ..............

9.

Sole Dispositive Power...........39,000.......................................................... ...............................

10.

Shared Dispositive Power ....  See Item 5 ........................................................

 

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person ..39,000...........................................

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) .....X......

 

13.

Percent of Class Represented by Amount in Row (11) ........1.581%......................................................

 

14.

Type of Reporting Person (See Instructions) 

Patricia R. Ohnell ................................................................................ ...................... IN

............................................................................. ................................................................................ .. 

............................................................................. ................................................................................ .. 

............................................................................. ................................................................................ .. 

............................................................................. ................................................................................ .. 

Instructions for Cover Page

(1)

Names and I.R.S. Identification Numbers of Reporting Persons - Furnish the full legal name of each person for whom the report is filed - i.e., each person required to sign the schedule itself - including each member of a group. Do not include the name of a person required to be identified in the report but who is not a reporting person. Reporting persons that are entities are also requested to furnish their I.R.S. identification numbers, although disclosure of such numbers is voluntary, not mandatory (see "SPECIAL INSTRUCTIONS FOR COMPLYING WITH SCHEDULE 13D" below).

(2)

If any of the shares beneficially owned by a reporting person are held as a member of a group and the membership is expressly affirmed, please check row 2(a). If the reporting person disclaims membership in a group or describes a relationship with other persons but does not affirm the existence of a group, please check row 2(b) [unless it is a joint filing pursuant to Rule 13d-1(k)(1) in which case it may not be necessary to check row 2(b)].

(3)

The 3rd row is for SEC internal use; please leave blank.


 

1. Security and Issuer

This Amendment No. 1 to a Statement on Schedule 13D filed by Ernst Ohnell and Patricia R. Ohnell relates to the Common Stock, $2.50 par value ("Common Stock") of KEWAUNEE SCIENTIFIC CORPORATION, a Delaware corporation (the "Corporation"), whose principal executive offices are located at 2700 W. Front Street, Statesville, NC 28677.

Items 3 and 5 of the Schedule 13D are hereby amended as follows:

3. Source and Amount of Funds or Other Consideration

Item 3 is hereby amended to read as follows:

Grand Total for All Persons 166,700 Shares $ 1,584,039.56

Since 1994, but primarily in 1998 and 1999, Ernst Ohnell has purchased a total of 112,700 shares of Common Stock of the Issuer for an aggregate purchase price of $1,029,536.06. In the six months prior to November 30, 1999, Patricia R. Ohnell has purchased a total of 19,000 shares of Common Stock of the Issuer for an aggregate purchase price of $194,898.25.  In February, 2000, Ernst Ohnell purchased an additional 25,000 shares of Common Stock of the Issuer and Patricia R. Ohnell purchased an additional 20,000 shares of the Issuer.  See Item 5 below.

All purchases were made with personal funds; no part of the funds used to purchase the Common Stock described herein was borrowed or otherwise obtained for the purpose of acquiring, holding, trading or voting the securities described herein.

 
 

Item 5. Interest in the Securities of the Issuer

(a) Ernst Ohnell directly owns 127,700 shares of Common Stock of the Issuer representing approximately 5.178% of the shares issued and outstanding (based upon the number of Shares outstanding on December 13, 1999, as disclosed in the Issuer's Quarterly Report on Form 10Q for the quarter ended October 31, 1999.). Mr. Ohnell may be deemed to beneficially own an additional 39,000 shares of Common Stock of the Issuer representing approximately 1.581% of the shares issued and outstanding (based upon the number of Shares outstanding on December 13, 1999, as disclosed in the Issuer's Quarterly Report on Form 10Q for the quarter ended October 31, 1999) owned by Patricia R. Ohnell, his wife.

Thus, Mr. Ohnell may be deemed to beneficially own 166,700 shares of Common Stock of the Issuer, representing approximately 6.759% of the shares issued and outstanding (based upon the number of Shares outstanding on December 13, 1999, as disclosed in the Issuer's Quarterly Report on Form 10Q for the quarter ended October 31, 1999.)

Mr. Ohnell expressly disclaims beneficial ownership of the shares of Common Stock of the Issuer owned by Patricia R. Ohnell.

Patricia R. Ohnell owns directly 39,000 shares of the Common Stock of the Issuer representing approximately 1581% of the shares issued and outstanding (based upon the number of Shares outstanding on December 13, 1999, as disclosed in the Issuer's Quarterly Report on Form 10Q for the quarter ended October 31, 1999.) Patricia R. Ohnell may be deemed to beneficially own an additional 127,700 shares of Common Stock of the Issuer representing approximately 5.178% of the shares issued and outstanding (based upon the number of Shares outstanding on December 12, 1999, as disclosed in the Issuer's Quarterly Report on Form 10Q for the quarter ended October, 1999) owned by Ernst Ohnell, her husband.

Patricia R. Ohnell expressly disclaims beneficial ownership of the shares of Common Stock of the Issuer owned by Ernst Ohnell.
 
 

(b) Ernst Ohnell has the sole power to vote, and the sole power to dispose of, 127,700 shares of the Common Stock of the Issuer. Ernst Ohnell may be deemed to have shared power to vote, and shared power to dispose of, 39,000 shares of Common Stock of the Issuer owned by Patricia R. Ohnell. Ernst Ohnell expressly disclaims any shared power to vote or direct the vote of, or any shared power to dispose of or direct the disposition of, any of the shares of Common Stock of the Issuer owned by Patricia R. Ohnell.

Patricia R. Ohnell has the sole power to vote, and the sole power to dispose of, 39,000 shares of the Common Stock of the Issuer. Patricia R. Ohnell may be deemed to have shared power to vote, and shared power to dispose of, 127,700 shares of Common Stock of the Issuer owned by Ernst Ohnell. Patricia R. Ohnell expressly disclaims any shared power to vote or direct the vote of, or any shared power to dispose of or direct the disposition of, any of the shares of Common Stock of the Issuer owned by Ernst Ohnell.

(c) Ernst Ohnell has purchased 15,000 shares of Common Stock of the Issuer within the past 60 days as shown below. All transactions were effected on the NASDAQ in ordinary brokerage transactions using personal funds.
 

Date

Number of Shares

Price Per Share

Total

2/29/2000

15,000

$10.3102

$154,652.75

Total

15,000

 

 $154,652.75


 

Patricia R. Ohnell has purchased 20,000 shares of Common Stock of the Issuer within the past 60 days as shown below. All transactions were effected on the NASDAQ in ordinary brokerage transactions using personal funds.
 

Date

Number of Shares

Price Per Share

Total

2/15/2000

10,000

$10.1859

$101,852.75

2/29/2000

10,000

$10.3103

$103,102.75

Total

20,000

 

$204,955.50


 

(d) Not Applicable

(e) Not Applicable
 
 

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

Date March 6, 2000

 

Signature: ERNST OHNELL

 

Name/Title Ernst Ohnell

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement: provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

Attention: Intentional misstatements or omissions of fact 
constitute Federal criminal violations (See 18 U.S.C. 1001)



Signature


After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this statement is true,
complete and correct. 

  


















Date: March 6, 2000






 












Signature: PATRICIA R. OHNELL






 












Name/Title: Patricia R. Ohnell









The original statement shall be signed by each person on
whose behalf the statement is filed or his authorized representative. If the
statement is signed on behalf of a person by his authorized representative
(other than an executive officer or general partner of the filing person),
evidence of the representative's authority to sign on behalf of such person
shall be filed with the statement: provided, however, that a power of attorney
for this purpose which is already on file with the Commission may be
incorporated by reference. The name and any title of each person who signs the
statement shall be typed or printed beneath his signature. 


Attention: Intentional misstatements or omissions of
fact 

constitute Federal criminal violations (See 18 U.S.C. 1001)








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